Compliance

Regulatory Framework

Lydia Exchange operates within the current regulatory framework for digital assets and commodity trading. We maintain compliance with applicable laws in all jurisdictions where we operate.

• CFTC guidelines for digital commodity trading
• SEC regulations for digital securities
• FinCEN reporting requirements for digital assets
• State money transmitter licenses where required

Anti-Money Laundering (AML)

We implement robust AML procedures to prevent money laundering and terrorism financing:

• Know Your Customer (KYC) verification for high-value transactions
• Transaction monitoring and suspicious activity reporting
• Compliance with OFAC sanctions and watchlists
• Record keeping and audit trail maintenance
• Regular staff training on AML procedures

Data Protection

We adhere to international data protection standards:

• GDPR compliance for EU users
• CCPA compliance for California residents
• SOC 2 Type II certification for security controls
• ISO 27001 information security management
• Regular third-party security audits

Market Conduct

We maintain fair and transparent market practices:

• Market manipulation prevention measures
• Fair pricing and execution policies
• Conflict of interest management
• Customer complaint handling procedures
• Regular compliance monitoring and reporting

Audit and Transparency

We will undergo regular audits to ensure compliance:

• We will conduct annual financial audits by certified public accountants
• We will perform quarterly compliance reviews by independent consultants
• We will implement smart contract audits by leading security firms
• We will execute regular penetration testing and security assessments
• We will provide public reporting of compliance metrics and incidents

Reporting and Contact

For compliance-related inquiries, reports, or concerns: